Our client, an elite electronic trading firm, is seeking a dedicated Surveillance Officer for its growing client services operations.
Key Responsibilities:
- Work closely with the trading, technology, clearing, and finance departments to assist with the implementation of compliance programs.
- Create, review, and monitor surveillance reports
- Create software design requirements to ensure building for compliance.
- Conduct regular audits to ensure compliance with Regulation SHO, Regulation NMS, SEC Books & Records requirements, and other areas requiring compliance oversight.
- Assist in the creation and revision of policies and procedures for our client’s compliance program and its related activities to prevent illegal, unethical, or improper conduct.
- Ability to build code and scripts for database queries.
- Assist in interpretation and implementation of SEC & FINRA and other relevant regulations.
- Assist in developing, drafting and implementing policies and procedures.
- Revise, prepare, and disseminate new and updated compliance standards and procedures.
- Assist in conducting compliance monitoring.
Key Skills:
- Knowledge of SEC and SRO Rules and Regulations
- Strong knowledge of trading/financial industry
- Ability to conduct statistical analysis
- Strong knowledge of SQL, preferably Microsoft SQL server
- Strong knowledge of C++/C#/Python languages
- Understanding of web based reporting, preferably ASP.NET
- Strong working knowledge of Microsoft Office
- Technology savvy
- WebCRD, a plus
- Knowledge of Bloomberg, Reuters products, a plus
Job Requirements:
- Five years or more of experience preferred
- NASD Series 7, 24, and 55 licenses desired
- Prior experience working with an Institutional Brokerage or ATS a plus
- Experience utilizing Compliance disciplines in a high tech environment
Location: New York, NY
Salary: Competitive
Contact: Kendal Ridgeway
Design, develop and support standard interfacing and integration packaged solutions and frameworks. Provide technical assistance to colleagues and clients during the implementation and testing phases of a project. Create documentation to support said products and/or document procedures that facilitate the usage of said products. Provide technical assistance to sales and account personnel during the sales process. At times the individual may be required to conduct QA testing and/or training. Individual must be willing to travel domestically or abroad to perform training and/or provide consultation services.
REQUIREMENTS:
BS in Computer Science
An individual who is a quick learner, and come up to speed rapidly through on-the-job training
Java, C/C++, and SQL are required
.(dot)Net and knowledge of trading concepts for the financial markets are a plus
2+ years in the workplace in a programming and support role are required
Location: Nassau County, LI
Salary: Competitive
Contact: Kendal Ridgeway
Our client, a leading software developer of trading and risk management software for the financial and energy sectors worldwide, is seeking qualified individuals to work in their Release Management division. Responsibilities include: compiling software and related components; developing command-line scripts and web based applications to support the execution and tracking of software deliverables; working closely with Development to troubleshoot code compilation issues; managing and upgrading databases in various platforms to facilitate software tests; overseeing the successful software distribution process
The successful candidate should have previous experience with software development and the use of version management/source code repositories. Candidates must also have excellent verbal and written communication skills; be extremely organized; possess the ability to identify issues and troubleshoot with colleagues across various disciplines and levels; have the ability to follow through issues to resolution in both team and independent projects; In addition, diligence and technical acumen are required
REQUIREMENTS:
2+ years with software development
Aptitude with programming languages including: Perl, Microsoft/ASP.NET, C/C++, PHP
Experience with Windows and UNIX operating systems
Strong written and verbal communication skills
Ability to understand and translate information between technical and non-technical parties
Ability to work independently and in a team environment
Ability to meet deadlines with changing priorities and requirements
Ability to manage concurrent projects and multi-task across a diverse set of responsibilities
Knowledge of HTML, web design, database structures and platforms, and prior experience with CVS/Subversion source code is a major plus
Location: Nassau County, LI
Salary: Competitive
Contact: Kendal Ridgeway
Our client a market leading developer of trading operations and risk management systems and services for some of the world’s premier financial and energy trading institutions is seeking a Technical Analyst for their growing
São Paulo office.
The Technical Consultant will interface with their Clients’ business & technical representatives. The role will include requirements capture, analysis and design of technical solutions based upon their proprietary software.
Flexibility and regular travel around Latin America are essential to this role.
Responsibilities:
Preparation for and installation of proprietary software and components at client sites
Providing technical architecture guidance to new and existing clients
Providing pre and post implementation technical support for clients
Performing technical audits & performance tuning of existing installations
Assisting clients in upgrade projects
Delivering fast response troubleshooting for on site issues.
Requirements:
Good knowledge of Oracle database administration
A good degree in a numerate discipline
Sound knowledge of SQL
Good troubleshooting skills
Preferably some development experience (C/C++, VB.Net or Java)
Working knowledge of front, middle and back office operations in a banking or Energy/Commodity environment preferable
Excellent communication, written and team skills
Enthusiastic and self motivated, with the ability to work alone
Candidates must be advanced in English. Spanish is a plus
Location: São Paulo, Brazil
Salary: Competitive
Contact: Kendal Ridgeway
Support of Our client’s proprietary Grid technology
Support of Our client’s proprietary Workflow Solution
Support and development of Our client’s Networking/Messaging Integration Layer
Product owner and developer of Our client’s Third Party Grid Integration
Development in C/C++ and Java
DAILY ACTIVITIES INCLUDE:
Client issues that arise for on any given day will be analyzed and bug fixes will be coded and applied when necessary
Participates daily in design and development efforts of our client’s Grid and Workflow Products that require significant knowledge and training of their Messaging Software Framework and the C/C++ and Java languages. Also requires knowledge of Fault Tolerance and 64 bit runtime
GENERAL RESPONSIBILITIES:
Third Party Grid – Product owner and developer of our client’s Third Party Grid Integration
Third Party Grid – Responsible for client facing documentation
Third Party Grid – Solely responsible for client facing Java API’s to integrate with our client
Third Party Grid – Analyze and Support any issues that arise
SCOM API – Responsible for Module Connectivity. The SCOM API is a prominent core library that controls connectivity and unifies configuration for over a dozen independent modules
SCOM API – Implemented in C/C++ and exposed to Java and C#
SCOM API – Responsible for support of this API for internal and client facing usage
Location: Long Island, NY
Salary: Competitive
Contact: Kendal Ridgeway
Our client is looking for the “jack-of-all-trades” who has the drive to take on challenges that require constant learning.
RESPONSIBILITIES:
Development and continual maintenance of our core trading product
This individual will implement the full life cycle, from inception, to design and implementation and delivery
REQIREMENTS:
Must have 4+ years of strong experience in C/C++
C# experience is desired, but not required
Excellent problem solving skills are required
Excellent communication skills are required
Looking for an organized, detail-oriented individual, who is able to work under pressure and multi-task in a fast paced environment
BS in Computer Science is required
Location: Long Island, NY
Salary: Competitive
Contact: Kendal Ridgeway
Our client is looking for a motivated, proactive, self-starter with 3-5 years of experience developing in C/C++. The individual will join the Risk Management and Analytic Development Group, working with existing staff on current projects and enhancements. The candidate must posess superior technical and problem solving skills to work with complex and changing software. The candidate will work with team members in a dynamic and fast paced environment. Excellent object oriented design skills is a requirement. Knowledge of C#, Java, and SQL is a plus. Knowledge of financial markets is also a plus but not required for the position. The candidate must be willing to learn.
QUALIFICATIONS:
Strong coding skills in C/C++
Excellent problem solving and debugging skills
Good written and verbal skills are required
Object oriented design skills are a must
Familiar with SQL and relational databases
C# or Java experience desired, but not necessary
Location: Long Island, NY
Salary: Competitive
Contact: Kendal Ridgeway
We are seeking an individual to serve as a technical consultant to help grow and support our capital markets business in North America. The role entails analysis of client business and technical requirements working in conjunction with subject matter experts. From that, design, development and documentation of custom software applications in support of our client project follows.
RESPONSIBILITIES INCLUDE:
Minimum 1-4 years of software development in Java, VB.Net, C#.Net, C/C++ or other procedural-based custom development languages
Minimum 1-4 years of SQL experience
Experience in our client AVS language and Financial software application is a distinct plus
Bachelor’s degree or equivalent experience in engineering, computer science, mathematics, or a similar technical discipline; Advance degrees are a plus
Strong client-facing skills
Good written and oral communication skills, and technical writing skills are required
Ability to work as part of a project team
Ability to work on-site at client locations throughout North America
QUALIFICATIONS INCLUDE:
A bachelor’’s degree in computer science, or other technical areas
Strong knowledge of SQL
1-2 years AVS experience in C, C++ is preferred
Strong knowledge of JAVA
Good written and verbal communication skills
Experience supporting financial or energy trading and/or trading operations is a must
Solid understanding of Our client’s simulation results, particularly the greeks, and market index structures is a plus
Experience in Our client’s financial AVS development is a very big plus
Travel is required to client sites located in the US, Canada and elsewhere
Must be willing to travel 50% domestically and internationally
Location: Long Island, NY
Salary: Competitive
Contact: Kendal Ridgeway
Our Client, a leading developer of trading and risk management software for major financial institutions and large multi-national corporations, is seeking a Software Developer. The ideal candidate will be a Creative Software Developer responsible for design and development of Desktop Applications using the C# language.
Responsibilities include design and development of graphical controls and data model abstractions using object oriented design patterns.
Candidate must be able to demonstrate a high proficiency in the use of C# programming language and the .NET framework as well as all of the Microsoft graphical controls as they apply to desktop applications.
Candidate must have strong problem solving skills as well as a good algorithms and data structures background.
Candidate must have experience creating C# interfaces as well as generic implementations and should have the ability to integrate various programming language technologies such as C/C++ and C#.
Candidate must have experience using Microsoft Developer Studio as well as profilers and debugging tools.
Candidate should have excellent communication skills including the ability to create design specifications as well as document programmer interfaces and user guides.
JOB REQUIREMENTS:
Education Level Required:
BS in Computer Science
Knowledge & Skills Required:
Applicant must have total familiarity with Microsoft Developer Studio 2005+ using C# and .NET. Strong algorithms background and problem-solving skills. Creative and Motivated individual with Excellent communication skills. Must have current knowledge of C# and .NET.
Previous Experience:
Applicant must have Current knowledge of C# and .NET framework with at least 5 years of applied experience.
Location: Nassau County, Long Island
Salary: Competitive
Contact: Kendal Ridgeway
